-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IdwgyuL5giUxK09x3Tvf++cR1+fuEj8LYZM2DXGkWLkY+VRdmrz4Ja4fhVWo8+TR XRgJC/KbNh4ReTRIczi9vg== 0000891020-98-000185.txt : 19980218 0000891020-98-000185.hdr.sgml : 19980218 ACCESSION NUMBER: 0000891020-98-000185 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: ANDREW E. SENYEI, M.D. GROUP MEMBERS: ENTERPRISE MANAGEMENT PARTNERS III, L.P. GROUP MEMBERS: ENTERPRISE PARTNERS III ASSOCIATES, L.P. GROUP MEMBERS: ENTERPRISE PARTNERS III LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORIXA CORP CENTRAL INDEX KEY: 0001042561 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911654387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52635 FILM NUMBER: 98540358 BUSINESS ADDRESS: STREET 1: 1124 COLUMBIA STREET SUIE 200 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 2066675711 MAIL ADDRESS: STREET 1: 1124 COLUMBIA STREET SUTIE200 CITY: SEATTLE STATE: WA ZIP: 98104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE PARTNERS III LP CENTRAL INDEX KEY: 0001054593 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 330596574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7979 IVANHOE AVENUE STREET 2: SUITE 550 CITY: LA JOLIE STATE: CA ZIP: 92037 BUSINESS PHONE: 6194548833 MAIL ADDRESS: STREET 1: 7979 IVANHOE AVENUE STREET 2: SUITE 560 CITY: LA JOLIE STATE: CA ZIP: 92037 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _____________)* Corixa Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 21887F 10 0 --------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 21887F 10 0 13G PAGE 1 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Enterprise Partners III, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,357,384 NUMBER OF ---------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 1,357,384 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,357,384 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 CUSIP NO. 21887F 10 0 13G PAGE 2 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Enterprise Partners III Associates, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 118,032 NUMBER OF ---------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 118,032 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 118,032 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 4 CUSIP NO. 21887F 10 0 13G PAGE 3 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Enterprise Management Partners III, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,475,416 ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 1,475,416 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,475,416 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 5 CUSIP NO. 21887F 10 0 13G PAGE 4 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Andrew E. Senyei, M.D. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,475,416 ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 1,475,416 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,475,416 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* I - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 6 CUSIP NO. 21887F 10 0 13G PAGE 5 OF 8 PAGES ITEM 1(a). NAME OF ISSUER: Corixa Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1124 Columbia Street, Suite 200, Seattle, WA 98104 ITEM 2(a). NAME OF PERSON FILING: Enterprise Partners III, L.P. ("EPIII") Enterprise Partners III Associates, L.P. ("EPIIIA") Enterprise Management Partners III, L.P. ("EMPII") Andrew E. Senyei, M.D. ("AES") See Item 4 below. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 7979 Ivanhoe Avenue, Suite 550, La Jolla, CA 92037 ITEM 2(c). CITIZENSHIP: See row 4 of Cover Pages. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock. ITEM 2(e). CUSIP NUMBER: 21887F 10 0 7 CUSIP NO. 21887F 10 0 13G PAGE 6 OF 8 PAGES ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: See row 9 of Cover Page for each Reporting Person. AES is a General Partner of EMPIII, EPIII and EPAIII, and, as such, may be deemed to share voting and investment power with respect to such shares. EMPIII is the General Partner of EPIII and EPAIII. AES disclaims beneficial ownership of such shares, except to the extent of his pecuniary in such shares. (b) Percent of Class: See row 11 of Cover Page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See row 5 of Cover Page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See row 6 of Cover Page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See row 7 of Cover Page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See row 8 of Cover Page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. 8 CUSIP NO. 21887F 10 0 13G PAGE 7 OF 8 PAGES ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 9 CUSIP NO. 21887F 10 0 13G PAGE 8 OF 8 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1998 ENTERPRISE PARTNERS III, L.P. By its General Partner, Enterprise Management Partners III, L.P. By: /s/ Andrew E. Senyei ------------------------------- Name: Andrew E. Senyei, M.D. Title: General Partner ENTERPRISE PARTNERS III ASSOCIATES, L.P. By its General Partner, Enterprise Management Partners III, L.P. By: /s/ Andrew E. Senyei ------------------------------- Name: Andrew E. Senyei, M.D. Title: General Partner ENTERPRISE MANAGEMENT PARTNERS III, L.P. By: /s/ Andrew E. Senyei ------------------------------- Name: Andrew E. Senyei, M.D. Title: General Partner /s/ Andrew E. Senyei ---------------------------------- Andrew E. Senyei, M.D. -----END PRIVACY-ENHANCED MESSAGE-----